Doug Brown
Senior Investment Advisor
"WE BELIEVE in providing a financial partnership and experience that goes beyond investment management."
Professional Profile
  • Over 25 years of financial services experience
  • Vice President, Mutual Funds Sales Director of Florida for ING Funds
  • Vice President, Mutual Fund Sales Director of Western US for BOK Financial
  • Vice President, Business Development Executive of the Southwest, Mutual Funds and ETF's for Northern Trust Asset Management and FlexShares ETF's.
  • Founded Lionheart Wealth Consultants - Values Based Wealth Management
More About Doug
Doug lives in North Scottsdale with his wife Christy and their children Betsy, DJ, and Benjamin. He has been a resident of Scottsdale since 2009. Before living in Arizona, Doug lived in Tampa, FL, Chicago, and Tucson, AZ and, he was born and raised in New Jersey.

He graduated from The University of Arizona in 1996. Since graduation, Doug has held several positions in the financial services industry most notably in ETF and mutual fund sales & distribution roles and as a financial advisor. He has worked for some of the largest financial intuitions in the world and his quest for freedom and independence brought Doug and The Lionheart Team to WT Wealth Management.

In his spare time, you will find Doug spending quality time with his family. More than likely, he will be driving his kids to various sporting events. Doug enjoys golfing, hiking, working out, and a good happy hour with great friends.
Full Profile:
Several years ago, a shift began in the financial industry. The fiduciary standard of "acting in the best interest of the client" shifted to "acting in the best interest of the stakeholder". This shift was engineered by large Wall St firms, the same institutions investors trust with their wealth. Doug realized investors were being coerced into utilizing investments that did not align with their values and principles. These investment solutions were the result of stakeholder activism.

Doug's mission is to empower investors with the knowledge of how to align their values and principles with their investments. Doug works with the Western Trust Wealth Management Investment Committee to carefully construct portfolios to meet your investment objectives and a portfolio that aligns with YOUR values and principles.

Doug would treasure the opportunity to speak with you and learn more about how The Lionheart Team at WT Wealth can help you achieve your financial and personal goals.
WARRANTIES & DISCLAIMERS

There are no warranties implied.
Any opinions expressed on this website are the opinions of WT Wealth Management and its associates only. Material listed on this website is neither an offer to buy or sell securities nor should it be interpreted as personal financial advice. You should always seek out the advice of a qualified investment professional before deciding to invest. Investing in stocks, bonds, mutual funds and ETF’s carry certain specific risks and part or all of your account value can be lost.

At WT Wealth Management we strongly suggest having a personal financial plan in place before making any investment decisions including understanding your personal risk tolerance and having clearly outlined investment objectives.

View Disclosure
WT Wealth Management is an SEC registered investment adviser, with in excess of $100 million in assets under management (AUM) with offices in Flagstaff, Scottsdale, Sedona and Tucson, AZ along with Jackson Hole, WY and Las Vegas, NV. WT Wealth Management is a manager of Separately Managed Accounts (SMAs). With SMAs, performance can vary widely from investor to investor as each portfolio is individually constructed and managed. Asset allocation weightings are determined based on a wide array of economic and market conditions the day the funds are invested. In an SMA, each investor may own individual Exchange Traded Funds (ETFs), individual equities or mutual funds. As the manager we have the freedom and flexibility to tailor the portfolio to address an individual investor's personal risk tolerance and investment objectives – thus making the account “separate” and distinct from all others we manage. An investment with WT Wealth Management is not insured or guaranteed by the Federal Deposit Insurance Corporation (FDIC) or any other government agency. Any opinions expressed are the opinions of WT Wealth Management and its associates only. Information offered is neither an offer to buy or sell securities nor should it be interpreted as personal financial advice. Always seek out the advice of a qualified investment professional before deciding to invest. Investing in stocks, bonds, mutual funds and ETFs carries certain specific risks and part or all of an account's value can be lost. In addition to the normal risks associated with investing, narrowly focused investments, investments in smaller companies, sector and/or thematic ETFs and investments in single countries typically exhibit higher volatility. International, Emerging Market and Frontier Market ETFs, mutual funds and individual securities may involve risk of capital loss from unfavorable fluctuations in currency values, from differences in generally accepted accounting principles or from economic or political instability that other nations experience. Individual bonds, bond mutual funds and bond ETFs will typically decrease in value as interest rates rise. A portion of a municipal bond fund's income may be subject to federal or state income taxes or the alternative minimum tax. Capital gains (short and long-term), if any, are subject to capital gains tax. Diversification and asset allocation may not protect against market risk or investment losses. At WT Wealth Management, we strongly suggest having a personal financial plan in place before making any investment decisions including understanding personal risk tolerance, having clearly outlined investment objectives and a clearly defined investment time horizon. WT Wealth Management may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. Individualized responses to persons that involve either the effecting of transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without registration or exemption. WT Wealth Management's website is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of WT Wealth Management's website should not be construed by any consumer and/or prospective client as WT Wealth Management's solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the internet. Any subsequent, direct communication by WT Wealth Management with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. A copy of WT Wealth Management's current written disclosure statement discussing WT Wealth Management's registrations, business operations, services, and fees is available at the SEC's investment adviser public information website (www. adviserinfo.sec.gov) or from WT Wealth Management directly. WT Wealth Management does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to WT Wealth Management's web site or incorporated therein, and takes no responsibility therefor. All such information is provided solely for convenience purposes and all users thereof should be guided accordingly.

Contact Doug Today

Reach Doug directly at 602-743-4169
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